FeaturesTimelineNewLearnNews BytesPricingAboutThayabox LogoThayaboxTrade on Web / DesktopGet Mobile App
Back to Books

SEBI Investor Certification Examination - Securities Market Booklet

36 Chapters
Chapter 1

Chapter 1: Regulatory Framework for Securities Market

Chapter 2

Chapter 2: What are Securities and Securities Market?

Chapter 3

Chapter 3: Primary Market and Secondary Market

Chapter 4

Chapter 4: Market Infrastructure Institutions (MIIs) and Intermediaries

Chapter 5

Chapter 5: Key Risks in Investing in Securities Market

Chapter 6

Chapter 6: How to Mitigate Risks?

Chapter 7

Chapter 7: Pre-requisites for Investing in Securities Market

Chapter 8

Chapter 8: Procedure for Account Opening: Know Your Client (KYC) Process

Chapter 9

Chapter 9: Basic Services Demat Account (BSDA)

Chapter 10

Chapter 10: Power of Attorney (PoA) and Demat Debit and Pledge Instruction (DDPI)

Chapter 11

Chapter 11: Nomination in Securities Market

Chapter 12

Chapter 12: Investment through Primary Market

Chapter 13

Chapter 13: Process of Investing in Primary Market

Chapter 14

Chapter 14: Application Supported by Blocked Amount (ASBA)

Chapter 15

Chapter 15: Investment through Secondary Market

Chapter 16

Chapter 16: Trading Days and Trading & Settlement of Trades

Chapter 17

Chapter 17: Contract Note

Chapter 18

Chapter 18: SMS and Email Alerts to Investors

Chapter 19

Chapter 19: Running Account Authorization

Chapter 20

Chapter 20: Trade Verification

Chapter 21

Chapter 21: What is Margin Money?

Chapter 22

Chapter 22: Statement of Account from Stock Broker and Depository

Chapter 23

Chapter 23: Consolidated Account Statement (CAS)

Chapter 24

Chapter 24: Derivatives Market

Chapter 25

Chapter 25: Mutual Funds

Chapter 26

Chapter 26: How to Invest in Mutual Funds?

Chapter 27

Chapter 27: Product Labelling in Mutual Funds

Chapter 28

Chapter 28: Exchange Traded Funds (ETFs)

Chapter 29

Chapter 29: SEBI Complaints Redress System (SCORES)

Chapter 30

Chapter 30: Investor Services Cell of Stock Exchange and Depository

Chapter 31

Chapter 31: Arbitration Mechanism & SMART ODR

Chapter 32

Chapter 32: Annexure – I: Do’s and Don’ts of Investing / Trading in Securities Market

Chapter 33

Chapter 33: Annexure – II: Rights and Obligations of Investors

Chapter 34

Chapter 34: Annexure – III: Caution against Unregistered Investment Advisers & Finfluencers

Chapter 35

Chapter 35: Annexure – IV: Unified Payment Interface (UPI) in ASBA

Chapter 36

Chapter 36: Annexure – V: Comprehensive Glossary of Securities Market Terms