NISM Study Material

Prepare for your certification with our structured chapter summaries. Designed to simplify concepts and make revision quick and effective.

NISM-Series-I: Currency Derivatives Certification Examination

Certifies knowledge of currency derivatives, including futures, options, pricing, and risk management. Suitable for professionals and traders involved in the forex derivatives market.

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NISM-Series-VI: Depository Operations Certification Examination

Validates knowledge of depository systems, participant operations, settlement processes, and investor services in the Indian securities market.

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SEBI - Investor Certification Examination - Financial Education Booklet

A comprehensive guide designed to build strong financial literacy and investor awareness. Covers essential concepts of the securities market, investor rights, risks, and SEBI regulations to help individuals make informed and responsible investment decisions.

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NISM-Series-IV: Interest Rates Derivatives Certification Examination

NISM-Series-IV certification builds a strong foundation in interest rate derivatives, covering concepts, instruments, market structure, pricing, and risk management—essential for professionals dealing in fixed income and IRD markets.

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NISM-Series-X-B: Investment Adviser (Level 2) Certification Examination

This advanced-level certification assesses practical application skills required for SEBI-registered Investment Advisers. It focuses on comprehensive financial planning, portfolio construction, taxation, risk management, client suitability, and regulatory compliance.

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NISM-Series-IX: Merchant Banking Certification Examination

Provides essential knowledge of merchant banking functions, capital market regulations, issue management, underwriting, and compliance requirements in India.

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NISM-Series-VIII: Equity Derivatives Certification Examination

Validates your knowledge of equity derivatives, including futures, options, pricing, and risk management. Ideal for traders and professionals involved in India’s derivatives market.

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NISM-Series-X-A: Investment Adviser (Level 1) Certification Examination

This certification exam tests the foundational knowledge required to become a SEBI-registered Investment Adviser in India. It covers financial planning basics, investment products, risk profiling, regulations, and ethical practices.

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NISM-Series-II-A: Registrars and Transfer Agents (Corporate) Certification Examination

Covers the roles, regulations, and operational responsibilities of Registrars and Transfer Agents (Corporate). Designed for professionals involved in share transfer, record maintenance, and investor services.

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NISM-Series-V-A: Mutual Fund Distributors Certification Examination

This certification validates the knowledge and skills required to distribute mutual fund products in India, covering regulatory framework, mutual fund schemes, investor services, and compliance requirements.

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NISM-Series-VII: Securities Operations and Risk Management Certification Examination

Covers securities market operations, clearing and settlement, risk management practices, and regulatory compliance in India’s capital markets.

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NISM-Series-V-B: Mutual Fund Foundation Certification Examination

This certification provides foundational knowledge of mutual funds in India, covering basic concepts, types of schemes, investor awareness, and the regulatory framework, making it ideal for beginners entering the mutual fund industry.

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NISM-Series-II-B: Registrars and Transfer Agents (Mutual Fund) Certification Examination

A focused guide for the NISM-Series-II-B exam, explaining the functions, regulations, and operational framework of Registrars and Transfer Agents in the mutual fund industry, with emphasis on investor servicing, compliance, and best practices for exam preparation.

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NISM-Series-III-C: Securities Intermediaries Compliance (Fund) Certification Examination

The NISM-Series-III-C certification focuses on SEBI regulations, compliance requirements, and ethical standards for securities intermediaries dealing with fund-related activities. It equips professionals with practical knowledge to manage compliance, risk, and regulatory obligations effectively.

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SEBI Investor Certification Examination - Securities Market Booklet

Assesses fundamental knowledge of the securities market, investor rights, risks, and regulatory framework. Designed to promote informed and responsible investing under SEBI guidelines.

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NISM-Series-XII: Securities Markets Foundation Certification Examination

An entry-level certification by NISM that provides foundational knowledge of Indian securities markets, including equity, debt, derivatives, mutual funds, and regulatory framework. Ideal for beginners seeking to understand how financial markets function in India.

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NISM-Series-III-A: Securities Intermediaries Compliance (Non-Fund) Certification Examination

Covers compliance requirements for non-fund securities intermediaries as per SEBI regulations.

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