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NISM-Series-II-A: Registrars and Transfer Agents (Corporate) Certification Examination

15 Chapters

INTRODUCTION TO SECURITIES

CHARACTERISTICS OF EQUITY SHARES

CHARACTERISTICS OF DEBT SECURITIES

CHARACTERISTICS OF OTHER SECURITIES

BASICS OF MUTUAL FUNDS

SEBI - ROLE AND REGULATIONS

PUBLIC OFFER OF SECURITIES

MODES OF ALLOTMENT OF SHARES OTHER THAN PUBLIC OFFERS

PROCESSES RELATED TO PUBLIC OFFERING OF SHARES

ROLES AND RESPONSIBILITIES IN A PUBLIC ISSUE

DEPOSITORY SERVICES

PROCESSES RELATED TO DEPOSITORIES

INVESTOR INTERFACE WITH THE R&T AGENT

SECONDARY MARKET TRANSACTIONS

CLIENT SERVICING